Principle 1 When is Advice Appropriate for Me on Pension Transfers

Published / Last Updated on 07/06/2019

We have established and defined an education process for you that we would like you to follow before entering into regulated advice on Defined Benefit and Safeguarded Rights Pension Benefits.

This process involves you watching a series of videos (in this Pension Transfer channel) and an initial "feasibility discussion" with us to establish:

  • Your understanding and experience of finance in general
  • Your understanding of the pros and cons of safeguarded rights and defined benefit pensions
  • Your overriding reasons of why you wish to consider pension transfer advice and analysis

We record management information about how many clients go through this education process and what you decide as a result.

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