Non_Advised Execution Only Policies To Go

Published / Last Updated on 07/01/2011

Non-Advised Execution Only Policies To Go

In a recent consultation paper reviewing Mifid, the European Commission (EU) found that Mifid regulations allow execution-only services where they involve ‘non-complex’ financial products, but there is uncertainty over what is classified as a non-complex product.

As a result the EU has proposed to tighten up Mifid rules surrounding execution-only services and has suggested the option of banning it altogether.

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