FSA Guidance
Perimeter Guidance Manual
The FSA Guidance Perimeter Guidance Manual gives guidance on circumstances where authorisation by the FSA is required, including FSA guidance on activities that fall within regulation.
The contents of the FSA Guidance Authorisation Manual were last used on the 30th December 2006 and much of the content now falls within the FSA Perimeter Guidance Manual.
As the information contained within the FSA Guidance Perimeter Guidance Manual gives guidance on when authorisation is required, having a full understanding of it and what your obligations are, are therefore essential.
Having documented and updated FSA Guidance procedures for your firm can assist in demonstrating FSA compliance.
We have produced an overview of the FSA guidance to complete your firm’s procedures. This overview is not a set of FSA Guidance procedures but can be included in your procedures, covering the subject of when authorisation by the FSA is required.
Record keeping and FSA notification events are also included to help you, where they are relevant.
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